Compliance Consultants, LLC
Thomas Rausch,
CPA, CFP®


Thomas Rausch, CPA, CFP®
Registration Services

Get started right.
Focus your energy on building your business, not on paperwork. Compliance Consultants can get you registered with the SEC or the state quickly and efficiently.

Registration Services

·        SEC registration

·        State registration

·        Registrations of representatives

·        IARD administration

·        Initial Form ADV and updates

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